Closed-end fund

Results: 1011



#Item
731Funds / Collective investment schemes / Stock market / Financial services / Exchange-traded fund / Exchange-traded note / Mutual fund / Closed-end fund / American depositary receipt / Financial economics / Investment / Finance

Microsoft Word[removed]

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Source URL: www.sec.gov

Language: English - Date: 2012-01-09 09:42:33
732Finance / Hedge fund / Mutual fund / Investment management / Portfolio manager / Index fund / Closed-end fund / Net asset value / Financial economics / Investment / Financial services

We are pleased to comment on the proposed rule to x

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Source URL: www.sec.gov

Language: English - Date: 2004-06-07 16:23:55
733Financial services / Collective investment schemes / 76th United States Congress / Investment Company Act / Unit investment trust / Exchange-traded fund / Security / Closed-end fund / Financial adviser / Financial economics / Investment / Funds

SECURITIES AND EXCHANGE COMMISSION [Investment Company Act Release No[removed]; File No[removed]Elkhorn Securities, LLC and Elkhorn Unit Trust; Notice of Application April 17, 2014 Agency: Securities and Exchange Commi

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Source URL: www.sec.gov

Language: English - Date: 2014-04-18 10:56:24
734Financial services / Collective investment schemes / Institutional investors / Net asset value / Mutual fund / Specialized investment fund / Management fee / Closed-end fund / Hedge fund / Financial economics / Investment / Funds

ANNUAL INFORMATION FORM January 24, 2013 OFFERING SERIES A AND F UNITS OF: CAPITAL PRESERVATION FUND No securities regulatory authority has expressed an opinion about these units and it an offence

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Source URL: globalgrowth.ca

Language: English - Date: 2013-01-30 16:39:41
735Funds / Collective investment schemes / United States securities law / Financial markets / Closed-end fund / Futures contract / Securities Exchange Act / Government procurement in the United States / Short / Financial economics / Investment / Finance

[removed]Federal Register / Vol. 69, No[removed]Friday, March 19, [removed]Notices the proposal to require simple majority voting on all matters submitted for a

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Source URL: www.sec.gov

Language: English - Date: 2004-06-15 10:30:31
736Collective investment schemes / Finance / Exchange-traded fund / Closed-end fund / Bond / Financial adviser / PCX / Qualified institutional placement / Mutual fund fees and expenses / Financial economics / Investment / Funds

PCX: Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto by the Pacific Exchange, Inc. Relating to a Proposed Listing Fee Schedule for Exchange Traded Funds and Closed-End Funds

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Source URL: www.sec.gov

Language: English - Date: 2004-10-04 15:35:24
737Funds / Financial services / Financial markets / Net asset value / Closed-end fund / Security / Collective investment scheme / Irish Stock Exchange / Futures contract / Financial economics / Investment / Finance

PDF Document

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Source URL: www.ise.ie

Language: English
738Funds / Collective investment schemes / Financial markets / United States securities law / Closed-end fund / Short / Securities Exchange Act / U.S. Securities and Exchange Commission / New York Stock Exchange / Financial economics / Investment / Finance

Federal Register / Vol. 68, No[removed]Wednesday, December 3, [removed]Notices IV. Conclusion It Is Therefore Ordered, pursuant to Section 19(b)(2) of the Act 20, that Amendment No. 1 is approved on an accelerated basis, an

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Source URL: www.sec.gov

Language: English - Date: 2004-06-15 10:29:45
739Collective investment schemes / Funds / Financial services / NYSE Arca / Depository Trust & Clearing Corporation / Closed-end fund / Financial economics / Investment / Finance

Microsoft Word - Annual_Fees_for_DSPs[1].REVISED.Ex._5[removed]doc

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Source URL: www.sec.gov

Language: English - Date: 2009-12-07 08:33:39
740Funds / Exchange-traded funds / Financial services / Collective investment schemes / State Street Global Advisors / SPDR / Mutual fund / Closed-end fund / Asset allocation / Financial economics / Investment / Finance

Microsoft Word[removed]

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Source URL: www.sec.gov

Language: English - Date: 2012-02-08 07:46:24
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